Unlocking Embedded Compliance
Unlocking Embedded Compliance
Financial services RegRadars have been hot this summer with regulators dumping new demands for everything from AI to Qua... Read more
6 Aug 2023
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49mins
Breaking surveillance silos
Breaking surveillance silos
In this episode of RegCast, we delve into the $2 billion recordkeeping fines that have impacted firms' communications in... Read more
27 Jun 2023
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45mins
ChatGPT in compliance
ChatGPT in compliance
Generative AI has had a profound impact on the 2023 RegTech agenda. It can help but needs safety rails that keep the bus... Read more
15 Apr 2023
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55mins
Could integrated risk controls have saved SVB?
Could integrated risk controls have saved SVB?
As the Silicon Valley Bank shock waves echo through the system, the market is asking: shouldn’t we have seen this coming... Read more
14 Mar 2023
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38mins
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Digital assets – a new line in the sand
Digital assets – a new line in the sand
Description: Just when policy makers had pens poised to update rulebooks FTX spooked policy makers. In the famous words ... Read more
9 Mar 2023
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35mins
Finding market data clarity
Finding market data clarity
Europe’s dream of transparency has turned into a market data nightmare plagued by extortionate costs and dubious quality... Read more
6 Mar 2023
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30mins
RegTech radars 2023
RegTech radars 2023
Public and private sectors are finding a path through the jungle of compliance to safe, compliant code. Firms have criti... Read more
8 Feb 2023
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47mins
De-risking ‘the how’
De-risking ‘the how’
By 2025, overlapping requirements to mitigate operational resilience, control third-party services and improve technolo... Read more
2 Nov 2022
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30mins
DRR Music ups tempo
DRR Music ups tempo
Since 2017 Regulators have been experimenting with new technology to get better risk data via Digital Regulatory Reporti... Read more
26 Oct 2022
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29mins
TradFi trading & Digital Asset controls
TradFi trading & Digital Asset controls
An errant trade in Q222 sparked a flash crash that should not have happened under MiFID II. The ‘fat finger error’ is st... Read more
18 Oct 2022
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33mins
