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Ethics for advisers

A Professional Planner podcast series on ethics & professionalism for financial advisers

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EP6, Season 2: Self-regulation is still a way off

EP6, Season 2: Self-regulation is still a way off

If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we ... Read more

25 Aug 2021

41mins

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EP5, Season 2: Documentation is the bridge to the other side

EP5, Season 2: Documentation is the bridge to the other side

In this stage of the industry’s progression, documentation will play an important role in advisers’ ethical practices, J... Read more

25 Aug 2021

38mins

Similar Podcasts

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EP4, Season 2: Community is the advice industry’s superpower

EP4, Season 2: Community is the advice industry’s superpower

Gordon Young brings his broader ethical lens to the conversation with practice owner and principal adviser Alysia Laird ... Read more

24 Aug 2021

41mins

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Ep3, Season 2: Lifting standards is a start but not the endgame

Ep3, Season 2: Lifting standards is a start but not the endgame

Industry stalwart adviser Tony Gilett talks about his passion for financial planning and why he decided to take on the c... Read more

24 Aug 2021

51mins

Most Popular Podcasts

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EP2, Season 2: Where compliance ends and the Code begins

EP2, Season 2: Where compliance ends and the Code begins

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers... Read more

24 Aug 2021

48mins

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EP1, Season 2: Intention is frontrunning implementation

EP1, Season 2: Intention is frontrunning implementation

Advisers might have full plates, not to mention challenges managing their businesses ongoing during lockdowns and a glob... Read more

24 Aug 2021

42mins

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EP6, Season 1: Above and beyond the law

EP6, Season 1: Above and beyond the law

For the advice industry to graduate to professional status in the eyes of lawmakers, clients and the broader community, ... Read more

4 Feb 2020

39mins

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EP5, Season 1: Subordinate or die

EP5, Season 1: Subordinate or die

Reading the Code of Ethics will require another level of thinking from advisers if practitioners are still getting hung ... Read more

4 Feb 2020

49mins

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EP4, Season 1: Code whispering 101

EP4, Season 1: Code whispering 101

Reading the Code of Ethics through the eyes of a lawyer won’t work. Dr Katherine Hunt gives insight into how advisers ca... Read more

4 Feb 2020

48mins

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EP3, Season 1: It takes a village

EP3, Season 1: It takes a village

Advisers have been pushed towards professionalism, something Dr Deen Sanders argues will work against the industry; Sand... Read more

4 Feb 2020

1hr 2mins

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