Greg Ruppert's guest appearances

Greg Ruppert

FINRA Unscripted

Marcia Asquith

Robert Cook

Gerri Walsh

Bari Havlik

Jonathan Sokobin

Eileen Murray

Stephanie Dumont

OwlTail

Greg Ruppert joined FINRA in 2020 to form and lead the National Cause and Financial Crimes Detection Programs. Now, he’s been tapped to lead Member Supervision, the team responsible for the surveillance and examination of FINRA member firms and for detecting and deterring activities that can cause investor harm. On this episode, we talk to Greg about how he views this transition in leadership and his goals and areas of focus in his new role.How are we doing? Take the FINRA Unscripted survey today. Resources mentioned in this episode:2022 Report on FINRA's Examination and Risk Monitoring ProgramEpisode 60: Introducing Greg Ruppert and the National Cause and Financial Crimes Detection ProgramsEpisode 86: FINRA’s Financial Intelligence Unit: Connecting the Dots2021 Report on FINRA’s Examination and Risk Monitoring ProgramPLI Podcast: Focus on FINRA Enforcement with Jessica HopperFINRA’s Upcoming Conferences and Events

Greg Ruppert joined FINRA in 2020 to form and lead the National Cause and Financial Crimes Detection Programs. Now, he’s been tapped to lead Member Supervision, the team responsible for the surveillance and examination of FINRA member firms and for detecting and deterring activities that can cause investor harm. On this episode, we talk to Greg about how he views this transition in leadership and his goals and areas of focus in his new role.How are we doing? Take the <a href="https://www.surveymonkey.com/r/FINRAUnscripted" rel="nofollow" target="_blank">FINRA Unscripted survey</a> today. Resources mentioned in this episode:<a href="https://www.finra.org/rules-guidance/guidance/reports/2022-finras-examination-and-risk-monitoring-program" rel="nofollow" target="_blank">2022 Report on FINRA's Examination and Risk Monitoring Program</a><a href="https://www.finra.org/media-center/finra-unscripted/national-cause-financial-crimes-detection-programs-greg-ruppert" rel="nofollow" target="_blank">Episode 60: Introducing Greg Ruppert and the National Cause and Financial Crimes Detection Programs</a><a href="https://www.finra.org/media-center/finra-unscripted/financial-intelligence-unit-connecting-the-dots" rel="nofollow" target="_blank">Episode 86: FINRA’s Financial Intelligence Unit: Connecting the Dots</a><a href="https://www.finra.org/rules-guidance/guidance/reports/2021-finras-examination-and-risk-monitoring-program" rel="nofollow" target="_blank">2021 Report on FINRA’s Examination and Risk Monitoring Program</a><a href="https://www.pli.edu/insecurities/episode-55" rel="nofollow" target="_blank">PLI Podcast: Focus on FINRA Enforcement with Jessica Hopper</a><a href="https://www.finra.org/events-training/conferences-events" rel="nofollow" target="_blank">FINRA’s Upcoming Conferences and Events</a>

From NCFC to Member Supervision Head: Reintroducing Greg Ruppert

Between the level of interconnectedness on the web and the sheer about of data available, we’re living in an era ripe for the perpetration of financial fraud. That makes it more important than ever for FINRA to have a holistic view of emerging trends and risks—and the ability to coordinate closely with other regulators and law enforcement. FINRA’s new National Cause and Financial Crimes Detection Programs (NCFC) aims to be the nerve center to do just that. On this episode, we meet Greg Ruppert, the new Executive Vice President of the NCFC, to hear about his background and his vision for the new team.Resources mentioned in this episode:Episode 57: Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor ProtectionEpisode 33: Beyond Hollywood: Money Laundering in the Securities IndustryEpisode 31: FINRA’s Point Guard: The Central Review GroupEpisode 23: Insider Trading: Finding the Needle in the Haystack

Between the level of interconnectedness on the web and the sheer about of data available, we’re living in an era ripe for the perpetration of financial fraud. That makes it more important than ever for FINRA to have a holistic view of emerging trends and risks—and the ability to coordinate closely with other regulators and law enforcement. FINRA’s new National Cause and Financial Crimes Detection Programs (NCFC) aims to be the nerve center to do just that. On this episode, we meet Greg Ruppert, the new Executive Vice President of the NCFC, to hear about his background and his vision for the new team.Resources mentioned in this episode:<a href="https://www.finra.org/media-center/finra-unscripted/Senior_Helpline_Anniversary" rel="nofollow" target="_blank">Episode 57: Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor Protection</a><a href="https://www.finra.org/media-center/finra-unscripted/beyond-hollywood-money-laundering-securities-industry" rel="nofollow" target="_blank">Episode 33: Beyond Hollywood: Money Laundering in the Securities Industry</a><a href="https://www.finra.org/media-center/finra-unscripted/finras-point-guard-central-review-group" rel="nofollow" target="_blank">Episode 31: FINRA’s Point Guard: The Central Review Group</a><a href="https://www.finra.org/media-center/finra-unscripted/insider-trading-finding-needle-haystack" rel="nofollow" target="_blank">Episode 23: Insider Trading: Finding the Needle in the Haystack</a>